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novastone For Compliance

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Compliance – Intro

novastone for compliance is designed for compliance officers who need to monitor, capture and report the digital conversations that increasingly dominate business communication.

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As industry regulations increase, so do the personal risks – both in terms of financial and criminal liabilities.

Internal and external regulatory burdens continue to pile up.

novastone equips you with the tools to mitigate risk – putting you in control of digital instant messaging communications.

novastone for compliance provides a sophisticated messaging platform that clients and client advisors love, quickly becoming the communication channel of choice for internal and external users. By its nature all novastone client communication is recorded, self-documenting every conversation.

For compliance officers that need more, novastone gives you the tools to identify, analyse and report on client engagement.

  • Ensure only qualified personnel are providing appropriate advice and are authorised to do so
  • Execute compliance processes and audits with fewer disruptions to the business
  • Integrate with your existing CRM solutions with seamless conversation capture
  • Built to work with 3rd party corporate compliant solutions

  • Capture location, device and time
  • Gain visibility on communication between staff and clients, helping to meet cross-border regulatory requirements as defined by SEC/FCA/FINMA and others
  • Capture conversations evidencing suitability pre-trade to a durable medium as required by standards such as MiFID II

Contact us to discuss how your most important new digital communication channel can also become the easiest to regulate.

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Compliance – White label

white label solutions

Your language. Your clients. Your brand.

novastone’s white label messaging solution is built for high value customer interactions, moving  relationships from the inbox into a conversation. Easy to use, secure and auditable, the novastone platform supports industry requirements across business, finance, health, compliance and more.

Find out how we can help your business.

Get in touch

Get in touch

For more information or a demonstration, please contact us below: